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Last Updated August 22, 2003

Gisbrecht v. Barnhart, 535 U.S. 789(2002)

I.    San Francisco NOSSCR Conference November 1, 2002

A.    Additional Citations or Notes 

There is the question whether there is a 25% cap for 406(a) and 406(b) fees together.  It is easy to prove that there is no such cap.  There are two types of 406(a) fees: fee-agreement fees, e.g., $5,300 or 25% whichever is less, and fee-petition fees.  There is no cap whatsoever on 406(a) fee-petition fees.  406(a) fee-petition fees can be for 100% of past-due benefits or 1,000% of past-due benefits.  There is only a cap on withholding at 25% of past-due benefits.  As the agency readily admits, 406(a) fee-petition fees can be awarded when there are no past-due benefits whatsoever.  See AR 87-1(6), rescinded by 60 Fed. Reg. 11,977 (1995); Horenstein v. Secretary of Health and Human Servs., 35 F.3d 261 (6th Cir. 1994).

Now consider 406(b) fees.  There is a 25% cap on 406(b) fees.  There is no logical reason why adding a 406(a) fee petition to a case with a 406(b) fee somehow limits the 406(a) fee and 406(b) fee together to 25% of past-due benefits.  Because a 406(a) fee can be for 100% of past-due benefits, adding a 406(b) fee cannot logically limit the 406(a) fee.

There are cases that do not recognize this.  See Guido v. Schweiker, 775 F.2d 107, 108 (3d Cir. 1985); Morris v. Social Security Admin., 689 F.2d 495, 497-98 (4th Cir. 1982); Dawson v. Finch, 425 F.2d 1192, 1195 (5th Cir.), cert. denied, 400 U.S. 830 (1970); Webb v. Richardson, 472 F.2d 529, 536 (6th Cir. 1972), overruled by Horenstein v. Secretary of Health and Human Servs., 35 F.3d 261 (6th Cir. 1994); Harris v. Secretary of Health and Human Servs., 836 F.2d 496, 498 n.1 (10th Cir. 1987) (dictum); Davis v. Bowen, 894 F.2d 271, 273 n.3 (8th Cir. 1989).  All these cases (but not Horenstein) are obviously wrong.

B.    Workshop Materials

1.    Introduction to Gisbrecht
2.    Gisbrecht v. Barnhart
3.    Two-tier Attorney Fee Contract
4.    Sample 42 U.S.C. § 406(b) Motion (available from Eric Schnaufer in Word and Word Perfect)
5.    Jerry Phillips (D. Ore.) Award at $300.00
6.    Social Security Advisory Board statistics
7.    Another Sample 42 U.S.C. 406(b) § Motion

C.    Post-Gisbrecht Lower Court decisions

II.    42 U.S.C. § 406(b)

42 U.S.C. § 406(b)

III.    Supreme Court Litigation Documents

Gisbrecht v. Barnhart, 122 S. Ct.1817 (2002) (supremecourtus.gov) (FindLaw).

Docket

March 20, 2002 Oral Argument

FindLaw Resources - Supreme Court Center

Supreme Court Documents

Documents Filed on Behalf of Petitioners (Attorneys)

3/11/02 [Merits] Reply Brief for Petitioners PDF

1/17/02 [Merits] Brief for Petitioners PDF

11/7/01 Reply Brief for the Petitioner PDF

7/19/01 Petition for a Writ of Certiorari PDF

Documents Filed on Behalf of the Respondent (the Commissioner of Social Security)

2/19/02 [Merits] Brief for the United States PDF

10/24/01 Brief for the Respondent in Opposition PDF

Amicus Briefs

1/19/02 ATLA PDF

2/19/02 WLF PDF

FindLaw Supreme Court Center 

 

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